Privacy Policy & Cookie Policy

Prospect Wealth Management Website Privacy Policy

This privacy policy sets out how Prospect Wealth Management uses and protects any information that you give Prospect Wealth Management when you use this website.

Prospect Wealth Management is committed to ensuring that your privacy is protected. Should we ask you to provide certain information by which you can be identified when using this website, then you can be assured that it will only be used in accordance with this privacy statement.

Prospect Wealth Management may change this policy from time to time by updating this page. You should check this page from time to time to ensure that you are happy with any changes.

What we collect

We may collect the following information:

  • name
  • email address
  • telephone number

What we do with the information we gather

We require this information to understand your needs and provide you with a better service, and in particular for the following reasons:

  • Internal record keeping.
  • We may use the information to improve our products and services.
  • We may periodically send promotional emails about new products, special offers or other information which we think you may find interesting using the email address which you have provided.
  • From time to time, we may also use your information to contact you for market research purposes. We may contact you by email, phone, fax or mail. We may use the information to customise the website according to your interests.

Controlling your personal information

You may choose to restrict the collection or use of your personal information in the following ways:

  • whenever you are asked to fill in a form on the website, look for the box that you can click to indicate that you do not want the information to be used by anybody for direct marketing purposes
  • if you have previously agreed to us using your personal information for direct marketing purposes, you may change your mind at any time by writing to or emailing us at

We will not sell, distribute or lease your personal information to third parties unless we have your permission or are required by law to do so. We may use your personal information to send you promotional information about third parties which we think you may find interesting if you tell us that you wish this to happen.

Access to your information and correction:

You have the right to request a copy of the information that we hold about you. If you would like a copy of this information please write to our Data Controller – Raymond James, 77 Cornhill, London, EC3V 3QQ. There may be a small charge for this service.

We want to make sure that your personal information is accurate and up to date. You may ask us to correct or remove information you think is inaccurate.


We are committed to ensuring that your information is secure. In order to prevent unauthorised access or disclosure, we have put in place suitable physical, electronic and managerial procedures to safeguard and secure the information we collect online.

Links to other websites

Our website may contain links to other websites of interest. However, once you have used these links to leave our site, you should note that we do not have any control over that other website. Therefore, we cannot be responsible for the protection and privacy of any information which you provide whilst visiting such sites and such sites are not governed by this privacy statement. You should exercise caution and look at the privacy statement applicable to the website in question.

Email Policy

E-mails sent from Prospect Wealth Management are intended for the recipients only, and must not be forwarded without the author’s consent. If you are not the intended recipient you must not copy, distribute, publish, rely on or otherwise use an e-mail from Prospect Wealth Management without our written consent. Some of our communications may contain confidential information which it could be a criminal offence for you to disclose or use without our written authority. Accordingly, Prospect Wealth Management disclaims all responsibility and accepts no liability, including negligence, for the consequences of any person acting, or refraining from acting, on such information prior to the receipt by those persons of written confirmation. If you have received an email from Prospect Wealth Management in error, please notify us immediately by telephoning on +44 (0)20 7392 2800, or by email to; please also destroy and delete the message from your computer.Any form of reproduction, dissemination, copying, disclosure, modification, distribution and/or publication of email messages is strictly prohibited. Any views or opinions expressed are those of the individual sender and do not necessarily represent the views of Prospect Wealth Management. Prospect Wealth Management only provides investment services regulated by the Financial Conduct Authority. Prospect Wealth Management accepts no responsibility for any statement or comment unrelated to investment services contained in an email. If in doubt, please contact Prospect Wealth Management by telephone on +44 (0)20 7392 2800 or by email to Prospect Wealth Management shall endeavour to scan all attachments for viruses using regularly updated profiles; however, it accepts no liability for any damage that you may incur as a result of a virus infection. Prospect Wealth Management reserves the right to monitor all email communications for compliance with legal, regulatory and professional standards. Emails are not intended to, nor should be taken to, create any legal relations or contractual relationships.

How we use cookies

A cookie is a small file which asks permission to be placed on your computer’s hard drive. Once you agree, the file is added and the cookie helps analyse web traffic or lets you know when you visit a particular site. Cookies allow web applications to respond to you as an individual. The web application can tailor its operations to your needs, likes and dislikes by gathering and remembering information about your preferences.

We use traffic log cookies to identify which pages are being used. This helps us analyse data about web page traffic and improve our website in order to tailor it to customer needs. We only use this information for statistical analysis purposes and then the data is removed from the system.

Overall, cookies help us provide you with a better website, by enabling us to monitor which pages you find useful and which you do not. A cookie in no way gives us access to your computer or any information about you, other than the data you choose to share with us.

You can choose to accept or decline cookies. Most web browsers automatically accept cookies, but you can usually modify your browser setting to decline cookies if you prefer. This may prevent you from taking full advantage of the website.